July 2008

Records Management Policy

3-3


UCAR maintains a records management program that adheres to Federal and State law, including OMB Circulars, Federal Acquisition Regulations and the Code of Federal Regulations, relating to information and protection of privacy.  UCAR also complies with applicable record retention and destruction requirements.

See also Employment Personal Records policy and procedures and UCAR Archives Web site.

Contact UCAR's Archivist for interpretation of this policy.

 

July 2008

Records Management Procedures

(related to Policy 3-3)


Corporate Records

Official corporate records should be maintained by the responsible department. Corporate records include electronic documents, digital images, audio and video media, email and instant messages, as well as paper and other physical records.

Each UCAR department should retain and dispose of records according to the laws that govern such records. Retaining records beyond their retention period may lead to unwarranted storage and maintenance costs. Disposal should be in a manner that protects the privacy of confidential data, typically through shredding.

No records should be destroyed or altered while audits, investigations, lawsuits (or even reasonably anticipated lawsuits) or misconduct action is pending. Subject records may not be altered until the issue is resolved and one is specifically advised that such records may be destroyed.

Electronic Records

Email that falls within the scope of any business record retention regulations and contractual terms should be treated consistent with those requirements. Otherwise, email should be deleted as soon as practicable.

Archives

UCAR maintains a formal archive to preserve and make accessible records judged to have historical value. Those placing records into archives, in consultation with UCAR's Archivist, must ensure that the materials meet criteria as described on UCAR's Archives web site.